Showing posts with label Audience of Cross. Show all posts
Showing posts with label Audience of Cross. Show all posts

Thursday, June 4, 2015

BRILLIANT BUT COUNTERPRODUCTIVE CROSS-EXAMINATION

Sometimes a brilliant cross-examination is counterproductive. You should always be aware of your audience and tailor your questioning to their biases and preconceptions. The difference between a winning cross-examination and a disaster quite often has less to do with the answers you get than with the audience who hears them. 

Abraham Lincoln almost wrecked his political career with a brilliant series of questions which exposed the faulty logic used by his opponents. It was during his first and only term as a Congressman, and it came at a time when public enthusiasm for the war with Mexico was at a fever pitch. Lincoln did not share that enthusiasm, thinking that the war was ill-conceived and motivated by the desire to advance slavery by adding more states below the Mason-Dixon Line.

President Polk justified the war by saying that it was retribution for the spilling of American blood during an incursion of the Mexican army onto American soil. The only problem with the justification was that there were no Americans living at the location where the blood was shed; the location where the blood was shed was historically a part of Mexico; the army that was making the incursion was the American army, not the Mexican army; and the Americans who shed their blood in that location were invading American soldiers.


Frederick Trevor Hill, writing in Lincoln the Lawyer, described the situation like this:

There was a great chance for the orator and cheap patriot in the [excitement over the war] and Lincoln was urged to make the most of his opportunity and distinguish himself. But although he knew what was expected of him and what alone would satisfy his friends, and was well aware that no critic of his country is tolerated while its foes are under arms, he refused to compromise with his conscience and fought the government policy with all his might and main.
Then for the first time in his public life his power and training as a lawyer were called into play, and in a series of questions which no one but a skillful cross-examiner could have phrased he disposed of the casuistical explanations of the war.

President Polk, in his several messages to Congress, had repeatedly referred to “the Mexican invasion of our territory and the blood of our fellow-citizens shed on our soil,” and quoting these statements as his text, Lincoln introduced his now famous “Spot Resolutions,” wherein the President was requested to answer eight questions calculated to inform the House [of Representatives] whether the particular spot on which the blood of our citizens was shed was or was not at that time “our own soil.” There was no escape for the Executive from these questions: they were pertinent, penetrating, and not without a certain grave humor, and each was so drawn as to preclude the possibility of equivocation or evasion.
Moreover, they showed an historical knowledge of the facts which could not be trifled with, and no one supporting the governmental policy could possibly have answered them all without being caught in a contradiction:

“Resolved by the House of Representatives [they began]. That the President of the United States be respectfully requested to inform this House —

“First. Whether the spot on which the blood of our citizens was shed, as in his messages declared, was or was not within the territory of Spain, at least after the treaty of 1619 until the Mexican Revolution.

“Second. Whether that spot is or is not within the territory which was wrested from Spain by the revolutionary government of Mexico.

“Third. Whether that spot is or is not within a settlement of people, which settlement existed long before the Texas revolution and until its inhabitants fled before the approach of the United States Army.

“Fourth. Whether that settlement is or is not isolated from any and all other settlements by the Gulf and the Rio Grande on the south and west, and by wide uninhabited regions on the north and east.

“Fifth. Whether the people of that settlement, or a majority of them, or any of them, have ever submitted themselves to the government or laws of Texas or of the United States, by consent or by compulsion, either by accepting office, or voting at elections, or paying tax, or serving on juries, or having process served upon them, or in any other way.

“Sixth. Whether the people of that settlement did or did not flee from the approach of the United States Army, leaving unprotected their homes and their growing crops, before the blood was shed, as in the messages stated; and whether the first blood so shed was or was not shed within the enclosure of one of the people who had thus fled from it.

“Seventh. Whether our citizens whose blood was shed, as in his messages declared, were or were not at that time armed officers and soldiers, sent into that settlement by the military order of the President, through the Secretary of War.

“Eighth. Whether the military force of the United States was or was not so sent into that settlement after General Taylor had more than once intimated to the War Department that in his opinion no such movement was necessary to the defense or protection of Texas.”

No interpellation of a government was ever phrased in more telling questions. They were unanswerable, and the administration sought safety in silence.

Lincoln’s constituents, however, were not silent, and they let him know in no uncertain terms that they were not happy about how he had exposed the President’s disingenuous excuse for going to war. Realizing that he could not possibly win a second term in Congress, Lincoln declined to run for re-election and returned to his law practice in Springfield thinking that his career as a politician was over.


MORAL: The next time you plan a cross-examination, be sure ask yourself if the jury’s biases and preconceptions will prevent them from appreciating the brilliance of your proposed line of questioning.

Wednesday, March 13, 2013

2ND ROOKIE MISTAKE OF CROSS-EXAMINATION: BEING WITHOUT PROOF



You Know the Cross-Examiner is a Rookie When . . .

A lawyer should never attempt to impeach a witness with a prior inconsistent statement if the prior statement cannot be proven. Some lawyers ask about a prior statement without proof of the prior statement in the hopes that either the witness will admit it or, if the witness denies it, that the jury will believe the statement was made anyway. Whatever the examiner’s motivation, it is unprofessional conduct. Model Rule of Professional Conduct 3.4(e) states “a lawyer shall not in trial, allude to any matter that the lawyer does not reasonably believe is relevant or that will not be supported by admissible evidence, assert personal knowledge of facts in issue except when testifying as a witness. . .”

The biggest error comes when counsel has had a one-on-one interview with the witness, and the witness said something only counsel’s ears have heard. When the witness denies making the prior inconsistent statement, counsel cannot ethically blurt out “But didn’t you tell me . . .?” A cross-examiner cannot become a witness without running afoul of ethical requirements under MRPC 3.7 prohibiting a lawyer from being a witness except under limited circumstances. This rookie mistake can be avoided by always having a prover (person whom the lawyer could call to testify) present or another means of proving the witness’s statements when interviewing a person who is or might become an adverse witness.

Saturday, February 12, 2011

THE AUDIENCE OF CROSS-EXAMINATION


Whenever we rise to our feet to conduct the examination of a witness, we must always be cognizant of our audience. One group of jurors might think a cross-examination brilliant while another might think the lawyer a bumbling fool or—worse yet—an arrogant vulgarian. We have not done our client any good when we perform a cross-examination that makes the evening news but loses the jury.

Some examinations which history remembers as shining examples of the advocate’s art actually did nothing to advance the examiner’s case before the jury. Clarence Darrow’s “cross-examination” (it was actually an adverse witness direct) of William Jennings Bryan, which was immortalized in the Spencer Tracy-Fredric March movie Inherit the Wind, is remembered by posterity as a tour de force of the cross examiner’s art. But the jury never heard it.

Another famous cross-examination which failed to advance the examiner’s case occurred over 2,000 years ago in the law courts of Athens. Socrates had been summoned before the Athenian court and charged with the capital offenses of impiety and corrupting the youth of the city, and he defended himself against the charges with a rigorous cross-examination of his chief accuser, Meletus.

When we read Plato’s transcript of that cross-examination in the Apology of Socrates, we see that Socrates was anything but apologetic as he systematically dismantled his accuser:

Q: Come hither, Meletus, and let me ask a question of you. You think a great deal about the improvement of youth?
A: Yes, I do.
Q: Tell the judges, then, who is their improver; for you must know, as you have taken the pains to discover their corrupter, and are citing and accusing me before them. Speak, then, and tell the judges who their improver is.
A: [No answer].
Q: Observe, Meletus, that you are silent, and have nothing to say. But is not this rather disgraceful, and a very considerable proof of what I was saying, that you have no interest in the matter? Speak up, friend, and tell us who their improver is.
A: The laws.
Q: But that, my good sir, is not my meaning. I want to know who the person is, who, in the first place, knows the laws.
A: The judges, Socrates, who are present in court.
Q: What do you mean to say, Meletus, that they are able to instruct and improve youth?
A: Certainly they are.
Q: What, all of them, or some only and not others?
A: All of them.
Q: By the goddess Here, that is good news! There are plenty of improvers, then. And what do you say of the audience,—do they improve them?
A: Yes, they do.
Q: And the Senators?
A: Yes, the Senators improve them.
Q: But perhaps the ecclesiasts corrupt them?—or do they too improve them?
A: They improve them.
Q: Then every Athenian improves and elevates them; all with the exception of myself; and I alone am their corrupter? Is that what you affirm?
A: That is what I stoutly affirm.
Q: I am very unfortunate if that is true. But suppose I ask you a question: Would you say that this also holds true in the case of horses? Does one man do them harm and all the world good? Is not the exact opposite of this true? One man is able to do them good, or at least not many;—the trainer of horses, that is to say, does them good, and others who have to do with them rather injure them? Is not that true, Meletus, of horses, or any other animals? Yes, certainly. Whether you and Anytus say yes or no, that is no matter. Happy indeed would be the condition of youth if they had one corrupter only, and all the rest of the world were their improvers. And you, Meletus, have sufficiently shown that you never had a thought about the young: your carelessness is seen in your not caring about matters spoken of in this very indictment. And now, Meletus, I must ask you another question: Which is better, to live among bad citizens, or among good ones? Answer, friend, I say; for that is a question which may be easily answered. Do not the good do their neighbors good, and the bad do them evil?
A: Certainly.
Q: And is there anyone who would rather be injured than benefitted by those who live with him? Answer, my good friend; the law requires you to answer—does anyone like to be injured?
A: Certainly not.
Q: And when you accuse me of corrupting and deteriorating the youth, do you allege that I corrupt them intentionally or unintentionally?
A: Intentionally, I say.
Q: But you have just admitted that the good do their neighbors good, and the evil do them evil. Now is that a truth which your superior wisdom has recognized thus early in life, and am I, at my age, in such darkness and ignorance as not to know that if a man with whom I have to live is corrupted by me, I am very likely to be harmed by him, and yet I corrupt him, and intentionally, too? that is what you are saying, and of that you will never persuade me or any other human being. But either I do not corrupt them, or I corrupt them unintentionally, so that on either view of the case you lie. If my offence is unintentional, the law has no cognizance of unintentional offences: you ought to have taken me privately, and warned and admonished me; for if I had been better advised, I should have left off doing what I only did unintentionally—no doubt I should; whereas you hated to converse with me or teach me, but you indicted me in this court, which is a place not of instruction, but of punishment. I have shown, Athenians, as I was saying, that Meletus has no care at all, great or small, about the matter. But still I should like to know, Meletus, in what I am affirmed to corrupt the young. I suppose you mean, as I infer from your indictment, that I teach them not to acknowledge the gods which the State acknowledges, but some other new divinities or spiritual agencies in their stead. These are the lessons which corrupt the youth, as you say.
A: Yes, that I say emphatically.
Q: Then, by the gods, Meletus, of whom we are speaking, tell me and the court, in somewhat plainer terms, what you mean! for I do not as yet understand whether you affirm that I teach others to acknowledge some gods, and therefore do believe in gods and am not an entire atheist—this you do not lay to my charge; but only that they are not the same gods which the city recognizes—the charge is that they are different gods. Or, do you mean to say that I am an atheist simply, and a teacher of atheism?
A: I mean the latter—that you are a complete atheist.
Q: That is an extraordinary statement, Meletus. Why do you say that? Do you mean that I do not believe in the god-head of the sun or moon, which is the common creed of all men?
A: I assure you, judges, that he does not believe in them; for he says that the sun is stone, and the moon earth.
Q: Friend Meletus, you think that you are accusing Anaxagoras; and you have but a bad opinion of the judges, if you fancy them ignorant to such a degree as not to know that those doctrines are found in the books of Anaxagoras the Clazomenian, who is full of them. And these are the doctrines which the youth are said to learn of Socrates, when there are not unfrequently exhibitions of them at the theatre
A: I swear by Zeus that you believe absolutely in none at all.
Q: You are a liar, Meletus, not believed even by yourself. For I cannot help thinking, O men of Athens, that Meletus is reckless and impudent, and that he has written this indictment in a spirit of mere wantonness and youthful bravado. Has he not compounded a riddle, thinking to try me? He said to himself: I shall see whether this wise Socrates will discover my ingenious contradiction, or whether I shall be able to deceive him and the rest of them. For he certainly does appear to me to contradict himself in the indictment as much as if he said that Socrates is guilty of not believing in the gods, and yet of believing in them—but this surely is a piece of fun. I should like you, O men of Athens, to join me in examining what I conceive to be his inconsistency; and do you, Meletus, answer. And I must remind you that you are not to interrupt me if I speak in my accustomed manner. Did ever man, Meletus, believe in the existence of human things, and not of human beings?… I wish, men of Athens, that he would answer, and not be always trying to get up an interruption. Did ever any man believe in horsemanship, and not in horses? or in flute-playing, and not in flute-players? No, my friend; I will answer to you and to the court, as you refuse to answer for yourself. There is no man who ever did. But now please to answer the next question: Can a man believe in spiritual and divine agencies, and not in spirits or demigods?
A: He cannot.
Q: I am glad that I have extracted that answer, by the assistance of the court; nevertheless you swear in the indictment that I teach and believe in divine or spiritual agencies (new or old, no matter for that); at any rate, I believe in spiritual agencies, as you say and swear in the affidavit; but if I believe in divine beings, I must believe in spirits or demigods; is not that true? Yes, that is true, for I may assume that your silence gives assent to that. Now what are spirits or demigods? are they not either gods or the sons of gods? Is that true?
A: Yes, that is true.
SOCRATES: But this is just the ingenious riddle of which I was speaking: the demigods or spirits are gods, and you say first that I don’t believe in gods, and then again that I do believe in gods; that is, if I believe in demigods. For if the demigods are the illegitimate sons of gods, whether by the Nymphs or by any other mothers, as is thought, that, as all men will allow, necessarily implies the existence of their parents. You might as well affirm the existence of mules, and deny that of horses and asses. Such nonsense, Meletus, could only have been intended by you as a trial of me. You have put this into the indictment because you had nothing real of which to accuse me. But no one who has a particle of understanding will ever be convinced by you that the same man can believe in divine and superhuman things, and yet not believe that there are gods and demigods and heroes. I have said enough in answer to the charge of Meletus: any elaborate defence is unnecessary; but as I was saying before, I certainly have many enemies, and this is what will be my destruction if I am destroyed; of that I am certain; not Meletus, nor yet Anytus, but the envy and detraction of the world, which has been the death of many good men, and will probably be the death of many more; there is no danger of my being the last of them.
The reader cannot help but applaud Socrates’ skill in exposing the absurdity of Meletus’ accusations, but the Athenian jury nevertheless found Socrates guilty. What went wrong? Meletus was an Athenian everyman. When Socrates insulted Meletus he insulted every member of the jury by proxy. The cross-examination itself probably wouldn’t have lost the case for Socrates, but he did other things to alienate the jury and insure his conviction. (Among other things, he told the jury he was the smartest man in the world and suggested to them that he should be treated as a hero rather than punished as a criminal).

We might well ask why the smartest man in the world would pursue such a suicidal course of action. Socrates, who was in his 80’s, was less concerned about winning his case before the jury than he was about vindicating himself to posterity. His cross-examination of Meletus was a resounding success at achieving the objective of vindicating him to posterity.

As practitioners, we will seldom represent clients who will want to sacrifice their cases on the altar of achieving some other objective. We must always remember that our objective as trial lawyers is to win the case at trial. In order to do that we must win the jury. We must tailor our cross-examination to appeal to the jury we have in the courtroom.